SEC filing

Results: 7118



#Item
111SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXMay 1, 2015 Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXMay 1, 2015 Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of

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Source URL: www.sec.gov

Language: English - Date: 2015-05-01 16:11:51
    112SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGAMay 18, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto

    SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGAMay 18, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto

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    Source URL: www.sec.gov

    Language: English - Date: 2015-05-19 08:12:36
      113SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMay 13, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul

      SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMay 13, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul

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      Source URL: www.sec.gov

      Language: English - Date: 2015-05-13 12:41:06
        114SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 4, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness o

        SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 4, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness o

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        Source URL: www.sec.gov

        Language: English - Date: 2015-05-04 15:56:54
          115SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxApril 23, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

          SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxApril 23, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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          Source URL: www.sec.gov

          Language: English - Date: 2015-04-23 19:19:36
            116Notice of Filing of Proposed Rules on Attestation Standard No. 1, Examination Engagements Regarding Compliance Reports of Brokers and Dealers, Attestation Standard No. 2, Review Engagements Regarding Exemption Reports of

            Notice of Filing of Proposed Rules on Attestation Standard No. 1, Examination Engagements Regarding Compliance Reports of Brokers and Dealers, Attestation Standard No. 2, Review Engagements Regarding Exemption Reports of

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            Source URL: www.sec.gov

            Language: English - Date: 2013-11-12 12:07:50
              117SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 7, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness o

              SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 7, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness o

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              Source URL: www.sec.gov

              Language: English - Date: 2015-05-07 14:30:31
                118SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXMay 8, 2015 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to A

                SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXMay 8, 2015 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to A

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                Source URL: www.sec.gov

                Language: English - Date: 2015-05-11 08:01:50
                  119SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEApril 30, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivene

                  SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEApril 30, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivene

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                  Source URL: www.sec.gov

                  Language: English - Date: 2015-04-30 18:35:09
                    120SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MSRBDecember 5, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Gra

                    SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MSRBDecember 5, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Gra

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                    Source URL: edgar.sec.gov

                    Language: English - Date: 2008-12-08 10:42:47